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CFTC Crypto Charges & Settlements Timeline - 2021 Update

The Commodity Futures Trading Commission (CFTC) Settlements Timeline serves as an interactive compilation of select CFTC guidance, enforcement actions, and speeches relating to the application of the federal securities laws...more

LabCFTC Releases Digital Assets Primer

The Commodity Futures Trading Commission (CFTC) recently released a Digital Assets Primer that provides updated information to the public about emerging concepts in digital assets. The primer is part of a series issued by the...more

FINRA and CFTC Staff Issue COVID-19 Advisories on Commodity-Linked ETPs and Funds

In the wake of severe market volatility resulting from the COVID-19 pandemic, self-regulatory organizations and government agencies continue to provide guidance analyzing and interpreting the effects of the pandemic on market...more

CFTC Division of Enforcement Publishes Guidance on Civil Monetary Penalty Determinations

The CFTC Division of Enforcement (Division) of the U.S. Commodity Futures Trading Commission (CFTC) issued new guidance (Guidance) on May 20, 2020, that reflects the considerations of the Division when recommending civil...more

Part 3: CFTC Finalizes Guidance on Digital Assets in the Context of Retail Commodity Transactions

This is the third and final part of our update series on the CFTC’s recent Guidance related to the “actual delivery” of a digital asset for purposes of the retail commodity transaction provisions of the Commodity Exchange...more

Part 2: CFTC Finalizes Guidance on Digital Assets in the Context of Retail Commodity Transactions

The Regulation of Retail Commodity Transactions—History and Background - On March 24, 2020, the U.S. Commodity Futures Trading Commission (the Commission or the CFTC) finalized long-awaited interpretive guidance regarding...more

CFTC Finalizes Guidance on Digital Assets in the Context of Retail Commodity Transactions

On March 24, 2020, the U.S. Commodity Futures Trading Commission (the Commission or the CFTC) finalized long-awaited interpretive guidance regarding what constitutes the “actual delivery” of a digital asset in the context of...more

LabCFTC Launches Contest to Use Emerging Technologies to Identify Overseas Fraudulent Schemes Targeting U.S. Investors

On Tuesday, April 21, LabCFTC, the FinTech hub of the U.S. Commodity Futures Trading Commission (CFTC), announced it launched Project Streetlamp...more

Statement of DSIO Director Joshua B. Sterling on Supporting Innovation in Digital Asset Products, including Pooled Investment...

The CFTC DSIO Division Director issued a statement reminding the industry that pooled investment vehicles that trade futures, swaps, and other commodity interests that reference digital assets like Bitcoin and stablecoins are...more

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