Kate Sum

Morrison & Foerster LLP

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FinCEN: Eyes on Investment Advisers

In July 2020, a sensitive Federal Bureau of Investigation (FBI) document was leaked to the public. The document outlined the FBI’s suspicions that the private investment funds industry was providing choice money laundering...more

2/27/2024  /  AML/CFT , Bank Secrecy Act , Customer Due Diligence (CDD) , FBI , FinCEN , NPRM , Recordkeeping Requirements , Registered Investment Advisors , Risk Assessment , U.S. Treasury
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