Katherine Stark

Record-Breaking Year for CFTC Enforcement Division Shows Continued Growth of Enforcement Program and No Slowing Down in FY 2021

Who Needs to Know - Financial Advisors and Institutions, Traders, Investors, Corporations. Why It Matters - As evidenced in the FY 2020 Division of Enforcement Annual Report (Report), the COVID-19 pandemic did not...more

3/17/2021 / CFTC , Commodity Exchange Act (CEA) , Enforcement Actions , Spoofing , Swap Dealers

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Katherine Stark

Troutman Pepper

Popular Topics by This Author

Latest Posts › CFTC

Record-Breaking Year for CFTC Enforcement Division Shows Continued Growth of Enforcement Program and No Slowing Down in FY 2021

Katherine Stark

Troutman Pepper

Popular Topics by This Author

Latest Posts › CFTC

Record-Breaking Year for CFTC Enforcement Division Shows Continued Growth of Enforcement Program and No Slowing Down in FY 2021

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