On April 14, by unanimous vote of the Commissioners, the Commodity Futures Trading Commission (“CFTC” or “Commission”) approved a notice of proposed rulemaking to update comprehensively its Part 190 Rules governing a...more
6/26/2020
/ American Bar Association (ABA) ,
Bankruptcy Code ,
Broker-Dealer ,
CFTC ,
Chapter 7 ,
Commodity Broker ,
Dodd-Frank ,
Futures Commission Merchants (FCMs) ,
Hedge Funds ,
New Rules ,
Proof of Claims ,
Proposed Rules ,
Publicly-Traded Companies ,
Secretary of the Treasury ,
Securities and Exchange Commission (SEC) ,
SIPA ,
SIPC ,
Trustees
On March 25, 2015, the U.S. Securities and Exchange Commission (SEC) voted unanimously to issue a proposed rule amendment that would significantly narrow the existing exemption that permits many proprietary-trading...more