Kelly Johnson

Kelly Johnson

Venable LLP

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Novel SEC "Shadow Trading" Theory Expands Insider Trading Liability

The SEC recently unveiled a novel "Shadow Trading" theory that expands insider trading liability. "Shadow Trading" describes when an insider with material, non-public information regarding their own company uses that...more

1/28/2022  /  Breach of Duty , Confidential Information , Due Process , Insider Trading , Material Nonpublic Information , Rule 10b-5 , Scienter , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Violations
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