Kelly McGlynn

Kelly McGlynn

Ballard Spahr LLP

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Insider Trading Concerns Spur SEC to Propose Amending Rule 10b5-1

Summary - A proposal by the Securities and Exchange Commission to amend Rule 10b5-1, as well as recent enforcement activity relating to these plans, suggest that the SEC is concerned that the rule has been used as cover...more

11/18/2022  /  10b5-1 Plans , Enforcement Actions , Insider Trading , Proposed Amendments , Securities and Exchange Commission (SEC) , Securities Exchange Act
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