Kevin Paulsen

Akin Gump Strauss Hauer & Feld LLP

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Walz’s Addition to Democratic Ticket Raises Pay-to-Play Issues for Donors in the Financial Industry

Employees of investment advisers must consider whether their employer is managing or seeking to manage public funds in Minnesota before donating to the Harris-Walz campaign this election season. Vice President Harris’...more

8/7/2024 / CFTC , Financial Industry Regulatory Authority (FINRA) , Kamala Harris , MSRB , Pay-To-Play , Political Campaigns , Political Contributions , Presidential Elections , Securities and Exchange Commission (SEC)

North Dakota Governor Seeks GOP Presidential Nomination: Pay-to-Play Considerations

North Dakota Governor Doug Burgum announced his candidacy for the 2024 GOP Presidential nomination on June 7, 2023. His announcement, on the heels of Florida Governor DeSantis’ May 24 announcement, highlights the urgent need...more

6/12/2023 / CFTC , Investment Adviser , Legislative Agendas , MSRB , Pay-To-Play , Political Campaigns , Regulatory Agenda , Securities and Exchange Commission (SEC)

Pay-to-Play Laws May Hinder Governor DeSantis’ Presidential Fundraising

After recently signing legislation allowing state officeholders to run for president without resigning from office, Florida Gov. Ron DeSantis has officially entered the 2024 presidential race. As a sitting governor, DeSantis...more

6/6/2023 / CFTC , Government Officials , Governor DeSantis , MSRB , Pay-To-Play , Political Campaigns , Political Contributions , Presidential Elections , Rule 206(4)-5 , Securities and Exchange Commission (SEC)

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