The Marketing Rule seeks to address evolving changes in advertising and referral practices in the industry – particularly with respect to the use of the Internet, mobile applications, and social media – by providing an...more
11/4/2022
/ Advertising ,
Compliance ,
Electronic Communications ,
Endorsements ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investors ,
Marketing ,
Ratings ,
Registered Investment Advisors ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC)