Financial services companies, such as banks, credit unions, lenders, finance companies, loan servicers, broker-dealers, and securities firms, often receive subpoenas from parties in litigation involving their customers,...more
3/7/2023
/ Arbitration ,
Banking Sector ,
Banks ,
Broker-Dealer ,
Credit Unions ,
Criminal Investigations ,
Department of Justice (DOJ) ,
Documentation ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
Financial Services Industry ,
Gramm-Leach-Blilely Act ,
Lenders ,
Loan Servicer ,
Securities and Exchange Commission (SEC) ,
Subpoenas ,
Suspicious Activity Reports (SARs) ,
Witness Preparation ,
Witnesses