Kyle Sullivan

Kyle Sullivan

Morgan Lewis

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New SEC Rule Will Regulate Registered Fund Investments in Derivatives

On October 28, 2020, the US Securities and Exchange Commission (SEC) voted 3–2 to adopt Rule 18f-4 (the Rule) under the Investment Company Act of 1940 (the Investment Company Act), which will replace decades-old SEC and staff...more

11/5/2020  /  Business Development Companies , Derivatives , ETFs , Financial Regulatory Reform , Investment Funds , Registered Investment Companies (RICs) , Regulatory Agenda , Securities and Exchange Commission (SEC)
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