The current SEC administration has expressed the view that most crypto assets are offered and sold as securities and has proposed several rules that address “digital asset securities” or “crypto asset securities.” In this...more
3/18/2024
/ Alternative Trading System (ATS) ,
Best Execution ,
Broker-Dealer ,
Cryptoassets ,
Custody Rule ,
Decentralized Finance (DeFi) ,
Market Participants ,
Proposed Rules ,
Regulatory Agenda ,
Safeguards Rule ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Dealers ,
Securities Exchange Act
On December 13, 2023, the Securities and Exchange Commission (SEC) voted (4-1) to adopt new requirements under the Securities Exchange Act of 1934 (Exchange Act), which will restructure the clearance and settlement of...more
1/2/2024
/ Amended Rules ,
CFTC ,
Clearing Agencies ,
Futures Commission Merchants (FCMs) ,
Hedge Funds ,
New Regulations ,
Policies and Procedures ,
Repurchase Agreements ,
Repurchases ,
Secondary Markets ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Settlement ,
Treasury Markets