Lauren Lisauskas

Troutman Pepper

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SEC Settlement Shows Commission’s Willingness to Waive Penalties for Investigatory Targets Focusing on Corrective Action

On January 28, the Securities and Exchange Commission (SEC or Commission) issued a press release, announcing the settlement of various fraud charges against a private technology company in light of their “significant remedial...more

2/7/2022  /  Anti-Fraud Provisions , Corporate Counsel , Corrective Actions , Rule 10b-5 , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act
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