Lisa Ju

K&L Gates LLP

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SEC Proposes Custody Rule Overhaul With Broad Implications for Investment Advisers, Custodians, and Independent Public Accounting...

On 15 February 2023, the Securities and Exchange Commission (SEC) announced a proposed overhaul of the custody framework for SEC-registered investment advisers (investment advisers). The proposed reforms—which would amend and...more

3/30/2023 / Custody Rule , Investment Adviser , Investment Advisers Act of 1940 , Securities and Exchange Commission (SEC)

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Lisa Ju

K&L Gates LLP

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Latest Posts › Custody Rule

SEC Proposes Custody Rule Overhaul With Broad Implications for Investment Advisers, Custodians, and Independent Public Accounting...

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