Lori Zedeck

Lori Zedeck

Dechert LLP

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SEC Adopts New Rules and Rule Amendments to Require Registered Open-End Investment Companies to Establish Liquidity Risk...

The U.S. Securities and Exchange Commission (SEC or Commission) has unanimously adopted new rules and rule amendments to require registered open-end investment companies (including exchange traded funds and exchange-traded...more

11/9/2016  /  Disclosure Requirements , ETFs , Investment Companies , Liquidity Risk Management Rule , Money Market Funds , Reporting Requirements , Securities and Exchange Commission (SEC) , Swing Pricing
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