Madelyn Carter

Madelyn Carter

Vinson & Elkins LLP

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SEC Charges Investment Advisor with ESG Disclosure Violations in Latest Action by ESG Task Force

On May 23, 2022, the Securities and Exchange Commission (“SEC”) charged BNY Mellon Investment Adviser, Inc. (“BNYMIA”) for material misstatements and omissions regarding its consideration of Environmental, Social, and...more

5/26/2022  /  Corporate Counsel , Disclosure Requirements , Environmental Social & Governance (ESG) , Investment Adviser , Investment Company Act of 1940 , Policies and Procedures , Securities and Exchange Commission (SEC)
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