Mandy Wong

Mandy Wong

Latham & Watkins LLP

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Hong Kong’s Listing Rules Amendments Relating to Bookbuilding and Placing Activities in ECM Transactions

Intermediaries in bookbuilding and placing activities should prepare for the new rules, which will take effect on 5 August 2022. The Securities and Futures Commission of Hong Kong (SFC) published the “Consultation...more

5/5/2022  /  Code of Conduct , Equity Markets , Hong Kong , Listing Rules

Hong Kong Securities and Futures Commission Publishes Consultation Paper on Bookbuilding, Placing Activities and Sponsor Coupling

The paper proposes standards of conduct for intermediaries involved in bookbuilding and placing activities in ECM and DCM transactions. On 8 February 2021, the Securities and Futures Commission of Hong Kong (SFC)...more

3/5/2021  /  Code of Conduct , Consultation , Debt Market , Equity Markets , Hong Kong , Hong Kong Securities and Futures Commission (HKSFC) , Intermediaries , Private Placements
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