The U.S. Department of Labor (DOL) issued in April 2016 the final version of its controversial “investment advice” regulation and various related exemptions (collectively, Final Rules), which are widely expected to have a...more
11/18/2016
/ Annuities ,
Asset Management ,
Best Interest Contract Exemptions ,
Broker-Dealer ,
Compensation Agreements ,
Department of Labor (DOL) ,
Employee Retirement Income Security Act (ERISA) ,
Fiduciary Duty ,
Fiduciary Rule ,
Final Rules ,
Financial Services Industry ,
Internal Revenue Code (IRC) ,
Investment Adviser ,
Retirement Plan