Marguerite Laurent

Marguerite Laurent

K&L Gates LLP

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SEC Finalizes Major Changes to Shareholder Report Disclosure Scheme and Investment Company Advertisement Rules

On 26 October 2022, the Securities and Exchange Commission (SEC) adopted final rule and form amendments (the Final Rules) representing major reforms to: 1) shareholder reports for open-end mutual funds and exchange-traded...more

10/28/2022  /  Asset Management , Corporate Governance , Disclosure , ETFs , Investment Companies , Securities and Exchange Commission (SEC) , Shareholders
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