In an increasingly digital world, financial firms need to be mindful of the variety of electronic communication channels that their employees use for work. Even where firms require employees to use firm-managed email networks...more
8/15/2023
/ CFTC ,
Compliance ,
Electronic Communications ,
Employees ,
Employer Liability Issues ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Institutions ,
Instant Messaging Apps ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC)