Mark Powell

Mark Powell

Bennett Jones LLP

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Canadian Securities Administrators Adopt Multilateral Instrument 93-101: Derivatives—Business Conduct

The Canadian Securities Administrators (CSA) announced that the regulatory authorities of each jurisdiction in Canada, except for British Columbia, have adopted Multilateral Instrument 93-101, entitled Derivatives—Business...more

10/3/2023  /  Business Conduct Standards , Canada , Canadian Securities Administration , Compliance , Derivatives , Over The Counter Derivatives (OTC) , Recordkeeping Requirements

Securities Administrators Invite Public Comment on Proposed Business Conduct Rules for Derivatives Dealers

The Canadian Securities Administrators (the CSA) have invited public comment on Proposed National Instrument 93-101 Derivatives: Business Conduct Rules (the Proposed Business Conduct Rules) which would apply to dealers in...more

2/9/2022  /  Business Conduct Standards , Canada , Corporate Counsel , Derivatives , Public Comment , Securities
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