On February 15, 2023, the U.S. Securities and Exchange Commission (SEC) proposed to exercise its authority by amending and re-designating Rule 206(4)-2 under the Investment Advisers Act of 1940 (the Custody Rule)....more
3/23/2023
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Comment Period ,
Custody Rule ,
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Form ADV ,
Investment Advisers Act of 1940 ,
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Securities and Exchange Commission (SEC) ,
Securities Regulation