Mary Ann Frantz

Mary Ann Frantz

Miller Nash LLP

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SEC Rule Amendments on Insider Trading Arrangements

The Securities and Exchange Commission (SEC) held an open meeting on December 14, 2022, in part, to consider amendments to Rule 10b5-1 and related disclosure rules, including Rule 10b5-1 trading plans, insider trading...more

12/28/2022  /  10b5-1 Plans , Affirmative Defenses , Cooling-Off Rule , Corporate Governance , Disclosure Requirements , Insider Trading , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation
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