Matt Squires

Matt Squires

Wilson Sonsini Goodrich & Rosati

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Fintech in Brief: Trends to Watch in 2024

Where will the fintech industry head in 2024? Our fintech and financial services partners make a few predictions below....more

1/16/2024  /  Artificial Intelligence , Banking Sector , CFTC , Cryptoassets , Cryptocurrency , Financial Institutions , Financial Services Industry , Financial Transactions , FinTech , Machine Learning , Popular , Securities and Exchange Commission (SEC)

SEC Announces Enforcement Initiative for Delinquent Securities Holding and Trading Reporting by Corporate Insiders and Public...

On September 10, 2014, the Securities and Exchange Commission (SEC) announced charges against 13 officers or directors and 15 major shareholders of publicly traded companies for violating Section 16(a), Section 13(d), and/or...more

9/17/2014  /  Corporate Officers , Directors , Enforcement Actions , Insider Trading , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Shareholders , Strategic Enforcement Plan
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