Matthew Keehn

Matthew Keehn

Dechert LLP

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SEC Staff Issues No-Action Letter on Hiring Affiliated Sub-Advisers without Shareholder Approval

The staff of the Division of Investment Management of the Securities and Exchange Commission (Staff) issued a no-action letter on July 9, 2019 regarding multi-manager exemptive relief for registered open-ended investment...more

8/5/2019  /  Enforcement Actions , Investment Adviser , Investment Company Act of 1940 , Investor Protection , No-Action Letters , Securities and Exchange Commission (SEC) , Shareholder Approval , Shareholders , Sub-advisers
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