Matthew Kerfoot

Dechert LLP

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Latest Posts › Commodity Exchange Act (CEA)

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CFTC Proposes New Position Limits for Futures, Options, and Swaps and Amended Aggregation Requirements

Introduction - The U.S. Commodity Futures Trading Commission (“CFTC”) has proposed a comprehensive set of regulations imposing speculative position limits on exchange-traded futures and options contracts and...more

1/28/2014 / Aggregation Rules , CFTC , Commodity Exchange Act (CEA) , Dodd-Frank , Futures , Securities and Exchange Commission (SEC) , Swaps

CFTC Issues Cross-Border Swaps Regulation Guidance and Exemptive Order

The U.S. Commodity Futures Trading Commission (“CFTC”) recently approved and issued its eagerly anticipated: i. final interpretive guidance and policy statement on the cross-border application of the swap regulation...more

8/7/2013 / CFTC , Commodity Exchange Act (CEA) , Cross-Border , Cross-Border Transactions , Exemptive Orders , Swaps

SEC Adopts Retail Foreign Exchange Rule in Order to Prevent Dodd-Frank Amendment from Disrupting the Retail Forex Markets

The U.S. Securities and Exchange Commission (“SEC”) on July 11, 2013 adopted Rule 15b12-1 (“Final Rule”) under the Securities Exchange Act of 1934 as amended (“Exchange Act”) in order to allow market participants to continue...more

8/5/2013 / Commodity Exchange Act (CEA) , Disruptive Trading Practices , Dodd-Frank , Eligible Contract Participant , Final Rules , Foreign Exchanges , Retail Market , Securities and Exchange Commission (SEC)

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