Matthew Mamak

Matthew Mamak

Alston & Bird

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Opportunistic Credit Default Swap Strategies in the Crosshairs: SEC Finalizes Rule 9j-1

The Dodd–Frank Act continues to spawn new rules more than a decade after its passage. Our Financial Services & Products Group reviews a rule finalized 10 years after its proposal that protects security-based swaps from fraud...more

7/25/2023  /  Dodd-Frank , Financial Services Industry , Regulatory Oversight , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Exchange Act , Security-Based Swaps
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