Maximillian Licona

Maximillian Licona

Eversheds Sutherland (US) LLP

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SEC proposes amendments to AFFE and advertisements: What this means for BDCs and the potential for a return to indexes

On August 5, 2020, the Securities and Exchange Commission (SEC) announced proposed modifications (the Proposed Rule) to the disclosure framework for mutual funds and exchange-traded funds (ETFs) registered on Form N-1A...more

8/17/2020  /  Business Development Companies , Closed-End Funds , Disclosure Requirements , ETFs , Mutual Funds , Popular , Proposed Rules , Securities and Exchange Commission (SEC)
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