Mehrnaz Jalali

Mehrnaz Jalali

Cozen O'Connor

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SEC Adopts Amendments to Affirmative Defense to Insider Trading and Related Matters

On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments to Rule 10b5-1 (Rule 10b5-1) under the Securities Exchange Act of 1934, as amended (Exchange Act) that provides an affirmative defense to...more

12/19/2022  /  Certifications , Cooling-Off Rule , Disclosure Requirements , Good Faith , Insider Trading , MNPI , New Amendments , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act
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