Melissa Sandak

Melissa Sandak

Goodwin

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Rushing to Chaos: The U.S. Department of Labor’s Well-Intentioned, Yet Unworkable Proposal to Redefine Fiduciary Investment Advice

In November 2023, the U.S. Department of Labor (DOL) released a new proposed regulation changing the definition of fiduciary “investment advice” under Title I of ERISA and Section 4975 of the Code. ...more

12/29/2023  /  Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Investment Adviser , Investment Management , Retirement Plan

U.S. Department of Labor Issues Proposed Amendment to QPAM Exemption

On July 26, 2022, the U.S. Department of Labor (the “Department”) issued a proposal to amend prohibited transaction class exemption 84-14 (the “QPAM Exemption”) under ERISA. The QPAM Exemption currently allows a plan’s...more

8/2/2022  /  Comment Period , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Exemptions , Investment Management , Proposed Amendments , Public Comment , QPAM
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