Merritt Steele

Fenwick & West LLP

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SEC Charges Biotech Co. with Misleading IPO Investors

On September 13, the SEC charged Zymergen Inc., a biotechnology company, with misleading IPO investors about the company’s market potential and sales prospects....more

10/2/2024  /  Civil Monetary Penalty , Enforcement Actions , Initial Public Offering (IPO) , Investors , Misleading Statements , Misrepresentation , Securities and Exchange Commission (SEC) , Securities Violations

SEC Charges Coffee Pod Co. Over Recyclability Claims

On September 10, the SEC charged Keurig with making inaccurate statements regarding the recyclability of K-Cups. According to the SEC’s order, in annual reports for fiscal years 2019 and 2020, Keurig stated that its...more

9/30/2024  /  Annual Reports , Civil Monetary Penalty , Enforcement Actions , False Statements , Greenwashing , Recycling , Securities and Exchange Commission (SEC)
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