Michael Bern

Michael Bern

Latham & Watkins LLP

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Supreme Court: SEC ALJs Are Officers Subject to Constitution’s Appointments Clause

Respondents in pending or future proceedings should carefully assess their options until several key legal questions are resolved. The United States Supreme Court recently issued its ruling in Lucia v. Securities and...more

7/13/2018  /  Administrative Law Judge (ALJ) , Administrative Proceedings , Appointments Clause , Constitutional Challenges , Enforcement Actions , Final Written Decisions , Lucia v SEC , SCOTUS , Securities and Exchange Commission (SEC) , Special Trial Judges (STJs)
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