A substantial portion of available global investment capital is held under private U.S. pension and other employee benefit plans governed by the Employee Retirement Income Security Act of 1974 (“ERISA”). At the same time, for...more
5/16/2020
/ Corporate Social Responsibility ,
Department of Labor (DOL) ,
Employee Benefits ,
Employee Retirement Income Security Act (ERISA) ,
Environmental Social & Governance (ESG) ,
Fiduciary Duty ,
Field Assistance Bulletins ,
Investment Management ,
Political Parties ,
Retirement Plan ,
Trump Administration
It has been a long and winding road for the amended fiduciary regulation (the "Regulation") of the U.S. Department of Labor (the "DOL") under the Employee Retirement Income Security Act of 1974 ("ERISA"). The highly...more
5/30/2017
/ Best Interest Contract Exemptions ,
Broker-Dealer ,
Delays ,
Department of Labor (DOL) ,
Employee Retirement Income Security Act (ERISA) ,
Enforcement ,
Exemptions ,
Fiduciary Rule ,
Field Assistance Bulletins ,
Final Rules ,
Individual Retirement Account (IRA) ,
Investment Adviser ,
Obama Administration ,
Prohibited Transactions ,
Retirement Plan ,
Secretary of Labor ,
Trump Administration