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SEC Adopts Final Amendments to Modernize, Simplify and Enhance Regulation S-K Financial Disclosure Requirements

On Nov. 19, the U.S. Securities and Exchange Commission (SEC) adopted final amendments, available here, to Regulation S-K, and related rules and forms, to further “modernize, simplify and enhance” certain financial disclosure...more

Capital Markets: The Nuts and Bolts of a Direct Listing

Direct listings have been gaining traction as an alternative to the traditional IPO approach to going public. A direct listing is the registered sale of a company’s stock and the listing of that company’s stock on an exchange...more

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