Michael MacRae Robinson

Michael MacRae Robinson

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Massachusetts Adopts Amendments to its Fiduciary Rule Part II The Massachusetts Fiduciary Rule and Reg BI

On February 21, 2020, the Massachusetts Securities Division (the “MSD”) announced the finalization of its fiduciary rule. Part I summarized the evolution of Massachusetts Fiduciary Rule (“Fiduciary Rule”) and the...more

3/2/2020  /  Disclosure Requirements , Duty of Care , Duty of Loyalty , Fiduciary Duty , Fiduciary Rule , Financial Industry Regulatory Authority (FINRA) , NASAA , Regulation Best Interest
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