Michelle Mount

Katten Muchin Rosenman LLP

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Capital Markets Compass | Issue 6

In the May edition of Capital Markets Compass, we examine how innovative offering structures are providing access to capital despite significant market challenges. We analyze recent SEC comment letters focusing on climate and...more

5/25/2023 / Capital Markets , Capital Raising , Climate Change , Corporate Governance , Disclosure Requirements , Environmental Social & Governance (ESG) , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Venture Capital

Navigating the Regulatory Landscape – SEC Adopts New Rules Requiring Increased Disclosure on Stock Buybacks – Including Quarterly...

On May 3, 2023, by a 3-2 vote, the Securities and Exchange Commission (SEC) adopted amendments to disclosure rules (the “new buyback disclosure rules”) relating to repurchases of equity securities by issuers (or repurchases...more

5/15/2023 / Disclosure , Disclosure Requirements , Repurchase Agreements , Repurchases , Securities , Securities and Exchange Commission (SEC) , Securities Transactions , Share Buybacks , Stock Repurchases

SEC Clarifies 'Pay versus Performance' Disclosure Rules

On February 10, the US Securities and Exchange Commission (SEC) issued 15 new Compliance and Disclosure Interpretations (C&DIs) to implement the "pay versus performance" (PvP) disclosure rules that were adopted on August 25,...more

3/13/2023 / Compensation & Benefits , Disclosure Requirements , Executive Compensation , Pay-for-Performance , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Shareholders , Total Shareholder Return (TSR)

Capital Markets Compass | Issue 5

In the February edition of the Katten Compass, we discuss the SEC’s recent amendments to Rule 10b5-1, which added new conditions to the availability of certain defenses to insider trading liability, as well as imposed new...more

2/16/2023 / Capital Markets , Disclosure Requirements , Rule 10(b) , Rule 10b-5 , Securities and Exchange Commission (SEC) , Special Purpose Acquisition Companies (SPACs)

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