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SEC Indicates Early August 2023 May Be Deadline for Adoption of Dodd-Frank–Compliant Clawback Policies

In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq),...more

5/3/2023 / Clawbacks , Dodd-Frank , Executive Compensation , Listing Standards , Nasdaq , NYSE , Securities and Exchange Commission (SEC) , Securities Exchange Act

What Public Companies Should Consider Since the NYSE and Nasdaq Have Issued Proposed Clawback Listing Standards

On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market...more

3/10/2023 / Clawbacks , Incentive Based Contracts , Listing Standards , Nasdaq , New Rules , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Adopts Compensation Clawback Requirements

The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing...more

11/1/2022 / Clawbacks , Dodd-Frank , Listing Standards , Nasdaq , New Rules , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

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