Investment advisers, securities brokers, and other financial professionals who work directly with clients who are age 60 and older have two reasons to learn more about Florida’s financial elder abuse laws....more
5/3/2017
/ Attorney's Fees ,
Elder Abuse ,
Exploitation ,
Fee-Shifting ,
Financial Abuse ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
Financial Services Industry ,
Florida ,
Risk Management ,
Treble Damages
S.E.C. v. Radius Capital Corp., No. 15-12004, 2016 WL 3542235, ___ F. App’x ___ (11th Cir. June 29, 2016).
The Eleventh Circuit last month explained the material similarities and differences between two kinds of...more
7/14/2016
/ Federal Housing Administration (FHA) ,
Financial Institutions ,
Financial Markets ,
Ginnie Mae ,
Misrepresentation ,
Mortgage Lenders ,
Mortgage-Backed Securities ,
Mortgages ,
Rule 10(b) ,
Rule 10b-5 ,
Section 17(a) ,
Securities Act of 1933 ,
Securities Exchange Act ,
Securities Violations