Nathan Schuur

Nathan Schuur

Proskauer Rose LLP

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Raising the Bar: SEC Evaluating an Increase in Minimum AUM Threshold for Investment Adviser Registration

On April 8, 2025, Acting SEC Chairman Mark T. Uyeda gave a speech signaling that the SEC may revisit the current minimum assets under management (“AUM”) threshold for federal registration, potentially reducing the number of...more

4/16/2025  /  Asset Management , Financial Regulatory Reform , Investment Adviser , Investment Advisers Act of 1940 , Proposed Rules , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation , Threshold Requirements
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