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SEC Launches Cyber and Emerging Technologies Unit Aimed at Safeguarding Investors

The new unit aims to protect retail investors and foster innovation by addressing cyber-related misconduct and emerging technology fraud....more

UK and European Considerations: President Trump Pauses FCPA Enforcement

The executive order halts new and existing foreign bribery investigations — but enforcement risk in the UK and Europe remains. On February 10, 2025, President Trump issued an executive order titled “Pausing Foreign...more

Top Tips for Global Companies Preparing for the UK’s New “Failure to Prevent Fraud” Offence

Companies in the US and around the world should consider their potential for UK exposure and assess their compliance programmes in light of that risk. On 1 September 2025, the UK will implement a new corporate criminal...more

Litigation 2024 Year in Review and 2025 Outlook: A view of the landscape in Europe and the UK

Welcome to our Litigation 2024 Year in Review and 2025 Outlook. In this report, we examine the legal trends that have shaped the commercial landscape in Europe and the UK and explore how these developments are likely to...more

SFO Announces Ambitious Five-Year Plan

The Serious Fraud Office’s strategy for 2024 to 2029 indicates aspiration to be a more effective agency and to incentivise personnel. On 18 April 2024, the UK’s Serious Fraud Office (SFO) published an ambitious, albeit...more

London Litigation Year in Review and 2024 Outlook

Welcome to our London Litigation Year in Review and 2024 Outlook. In this report, we examine the litigation trends that shaped the commercial landscape in 2023 and look at how these developments are likely to play out in the...more

Delaware Court Confirms Corporate Officers’ Duty of Oversight - Lessons for UK Companies

The US decision reminds UK companies and their officers to identify and report red flags about misconduct in the workplace. Certain shareholders of McDonald’s Corporation (the Company) sued David Fairhurst, the Company’s...more

Can Forced-Labour Goods Trigger UK Money Laundering Violations?

A court recently found that UK authorities did not fetter their discretion by not investigating general cotton imports potentially produced by the forced labour of Uyghur people in China. On 20 January 2023, the High...more

DOJ’s Updated Corporate Enforcement Policy Aims to Incentivize Compliance

Companies that self-disclose, cooperate, and remediate could benefit from significantly reduced fines and possible declinations even in cases with aggravating factors. In a speech at Georgetown University Law Center on...more

Whistleblow Insights: Recurrent Themes and Common Drivers - January 2023

Many sectors, including financial services, have encountered a discernible increase in whistleblows in recent times — a trend that shows no signs of abating. Indeed, some whistleblowers have seen fit to publicise their...more

US Deputy Attorney General Monaco Announces Revised Policies on Corporate Crime

Updated DOJ policies will continue to focus on individual accountability and corporate recidivism, while aiming to provide additional incentives for voluntary self-reporting, foster greater transparency on use of monitors,...more

Empowering Corporate Compliance Functions in a Post-Pandemic Environment

Building an effective post-pandemic compliance program requires taking stock of, and acting on, US regulators’ shifting approach and priorities. As detailed in a recent Latham Client Alert, the US Department of Justice...more

US Government Publishes Uyghur Forced Labor Prevention Act Enforcement Strategy

The Strategy provides useful guidance for importers seeking to comply with the provisions of the UFLPA. The Uyghur Forced Labor Prevention Act (UFLPA) was signed into law by President Biden on December 23, 2021, to...more

Uyghur Forced Labor Prevention Act Rebuttable Presumption Enters Into Force

Forced Labor Enforcement Task Force issues required enforcement strategy, including guidance to importers. On June 21, 2022, the key operative provision of the Uyghur Forced Labor Prevention Act (UFLPA) entered into...more

New Senate Bill Targets US Corporate Conduct in China

The bill seeks to extend certain provisions of the Foreign Corrupt Practices Act. The U.S. Congress continues to take interest in implementing legislation to curb alleged human rights abuses in the supply chain in China...more

US Congress Passes Uyghur Forced Labor Prevention Act

The UFLPA aims to clamp down on the import of items produced by alleged forced labor in and relating to the XUAR. On 16 December 2021, the US Senate unanimously passed the Uyghur Forced Labor Prevention Act (UFLPA),...more

US House of Representatives Passes Uyghur Forced Labor Prevention Act

The House UFLPA aims to clamp down on the import to the US of items produced by alleged forced labor in the XUAR, while offering less guidance for importers than similar July 2021 Senate bill. On 8 December 2021, the US...more

US DOJ Emphasises Importance of Corporate Culture

UK companies should be aware of the increasing focus on corporate culture by regulators on both sides of the Atlantic. In a recent speech that has garnered significant attention, US Deputy Attorney General Lisa Monaco...more

Corporate Culture: How to Attain Sustainable Change [Video]

Culture has become a point of focus for regulators and corporate stakeholders. The UK Financial Conduct Authority has taken a particular interest in culture and conduct within the financial services sector following the...more

UK Introduces Sanctions Regime Targeting Global Human Rights Offenders

The regulations will enable the UK government to sanction persons “involved” in human rights abuses — potentially anywhere in the world. On 6 July 2020, the UK Foreign Secretary announced the introduction of the Global...more

Caring for the CARES Act: The New Oversight and Investigations Landscape for COVID-19 Relief Programs

Economic aid legislation will likely result in increased scrutiny of certain industries, similar to investigations that followed relief efforts in the 2008 financial crisis. Key Points: ..The CARES Act creates multiple...more

UK Sanctions Authority Issues Record Penalty for Russia-Related Sanctions Violations

The penalty reflects the increasingly active approach in the UK to the enforcement of sanctions breaches. The UK’s financial sanctions regulator, HM Treasury’s Office of Financial Sanctions Implementation (OFSI), has...more

US Baseball Scandal Provides Valuable Lessons on Corporate Culture

The Commissioner held senior leadership accountable for illegal “sign-stealing”, even though the conduct generally involved players and low-level operations employees. On 13 January 2020, the Major League Baseball...more

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