SEC Rule 10b-5(b) makes it unlawful, in connection with the offer and sale of securities, for any person to make any untrue statement of material fact or omit to state a material fact when the omission renders any statements...more
6/14/2024
/ Failure To Disclose ,
Item 303 ,
Material Misrepresentation ,
Municipal Securities Issuers ,
Omissions ,
Public Finance ,
Publicly-Traded Companies ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation ,
Securities Transactions ,
Stock Prices
Given the increasing SEC scrutiny on disclosure practices in municipal finance, governmental issuers and conduit borrowers [e.g., 501(c)(3) corporations] are taking a fresh look at their disclosure policies and procedures,...more
2/24/2023
/ 501(c)(3) ,
Best Practices ,
Cybersecurity ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Municipal Bonds ,
Policies and Procedures ,
Public Finance ,
Public Statements ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation ,
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