In the late fall of 2020, the SEC implemented rule amendments which created a single rule, the Marketing Rule, that replaces the current Advertising and Cash Solicitation Rules. The Marketing Rule represents both significant...more
10/14/2022
/ Advertising ,
Anti-Fraud Provisions ,
Cash Solicitation Rule ,
Compliance ,
Disclosure Requirements ,
Endorsements ,
Enforcement ,
Exempt Reporting Advisers (ERAs) ,
Marketing ,
New Rules ,
Securities and Exchange Commission (SEC) ,
Solicitation
This yearly report provides a summary of some of the significant changes and developments that occurred in the past year in the hedge fund and private equity spaces, as well as certain recommended practices that investment...more