Nicholas Tarnowski

Nicholas Tarnowski

Kramer Levin Naftalis & Frankel LLP

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SEC Proposes To Enhance Disclosures by Certain Funds and Advisers Regarding ESG Investment Practices

On May 25, 2022, the U.S. Securities and Exchange Commission (SEC) proposed amendments to rules and reporting forms seeking to promote consistent, comparable and reliable information for investors concerning funds’ and...more

5/27/2022  /  Climate Change , Corporate Governance , Disclosure Requirements , Environmental Social & Governance (ESG) , Greenhouse Gas Emissions , Proposed Amendments , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Proposes Changes to Share Repurchase Disclosure Rules and 10b5-1 Plans

The Securities and Exchange Commission (SEC) has issued for comment two separate but related proposed rule amendments regarding share repurchases and 10b5-1 Plans. The comment period will remain open for 45 days after...more

12/22/2021  /  10b5-1 Plans , Comment Period , Corporate Governance , Financial Statements , Foreign Private Issuers , Proposed Rules , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Stock Repurchases
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