Nick Ward

Dechert LLP

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Analysis of the SEC’s Final Rulemaking to Regulate the Use of Derivatives and Other Transactions by Registered Investment...

The U.S. Securities and Exchange Commission on October 28, 2020 approved by a 3-2 vote a new rule and rule and form amendments related to the use of derivatives and certain other transactions by registered investment...more

11/24/2020  /  Business Development Companies , Derivatives , Investment Funds , Registered Investment Companies (RICs) , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions
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