This update takes a look at the FCA’s Interim Report and its initial views relating to the review of the provisions of the Consumer Credit Act 1974 (CCA), which show early signs of a more pragmatic approach to regulation than...more
8/14/2018
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UK Brexit
Many auto advisers and automated discretionary investment managers risk poor outcomes for customers by falling short of FCA expectations.
The Financial Conduct Authority (FCA) has issued a statement outlining its...more
New FCA Discussion Paper demonstrates how the regulator’s thinking in relation to culture has evolved.
Introduction -
In Discussion Paper (DP) 18/2, the FCA has taken an unusual approach to a topic that has received...more