Nicole Edmonds

Nicole Edmonds

Troutman Pepper Locke

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SEC Expands Confidential Filing Options for Companies Submitting Draft Registration Statements

On March 3, 2025, the Securities and Exchange Commission’s (SEC) Division of Corporation Finance announced that it has expanded its confidential filing process for certain draft registration statements submitted for nonpublic...more

3/12/2025  /  Capital Markets , Disclosure Requirements , Emerging Growth Companies , Filing Requirements , Initial Public Offering (IPO) , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

Foreign Private Issuers: Have You Assessed Your Status Under US Securities Laws?

For foreign private issuers registered with the U.S. Securities and Exchange Commission (SEC), there are several filing statuses that affect the content of various public disclosures that must be made. Foreign private issuers...more

8/8/2024  /  Accelerated Filers , Disclosure Requirements , Emerging Growth Companies , Foreign Private Issuers , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Regulation
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