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Les ACVM publient des indications à l’intention des comités d’examen indépendant

Le 21 mars 2024, la Commission des valeurs mobilières de l’Ontario (la « CVMO ») et l’Autorité des marchés financiers (l’« AMF ») ont publié l’Avis multilatéral 81-337 du personnel des ACVM (l’« Avis »), dans lequel elles...more

Securities Regulators Provide Guidance for Independent Review Committees

On March 21, 2024, the Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) published CSA Multilateral Staff Notice 81-337 outlining the results of their continuous disclosure review related to...more

Rapport 2023 de la CVMO sur les activités principales de sa direction des fonds d’investissement et

La Commission des valeurs mobilières de l’Ontario (la « CVMO ») a récemment publié l’édition annuelle de son rapport sommaire sur les activités principales de sa direction des fonds d’investissement et produits structurés (le...more

Highlights From the OSC’s 2023 Summary Report for Investment Fund and Structured Product Issuers

The Ontario Securities Commission (OSC) recently released its annual Summary Report for Investment Fund and Structured Product Issuers (Report), prepared by the Investment Funds and Structured Products Branch (IFSP Branch)...more

CSA’s New Consultation Paper Looks to Enhance Registrants’ Obligations

The Canadian Securities Administrators (CSA) recently released Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward their Clients (Consultation Paper), which considers...more

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