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Changes in DOJ Policy on Digital Assets Enforcement

On April 7, the Deputy Attorney General (DAG) Todd Blanche issued a memorandum entitled “Ending Regulation By Prosecution,” detailing a significant shift in the US Department of Justice’s (DOJ) approach to digital assets....more

SDNY Whistleblower Program for Individuals: An Extension of DOJ Corporate Voluntary Disclosure Policies

On January 10, when announcing his office’s new Whistleblower Pilot Program, Southern District of New York United States Attorney Damian Williams told potential cooperators “[c]all us before we call you.” But should...more

Compliance Officers Beware: the SEC is Looking to Expand the Reach of Insider Trading

On November 20, 2023, the Northern District of California denied summary judgment for the defendant in SEC v. Panuwat, an enforcement action being brought under a novel theory of insider trading law that is being referred to...more

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