Patrick Daugherty

Patrick Daugherty

Foley & Lardner LLP

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Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule

On June 5, 2024, a three-judge panel in the U.S. Fifth Circuit Court of Appeals ruled that the Securities and Exchange Commission exceeded its statutory authority in adopting the so-called “Private Fund Advisers Rule” (or the...more

6/10/2024  /  Broker-Dealer , Dodd-Frank , Investment Adviser , Private Funds , Regulatory Agenda , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation , Vacated
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