Peter Bariso

Cadwalader, Wickersham & Taft LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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SEC Updates Guidance on Lock-Up Agreements and Cash Tender Offers

The Securities and Exchange Commission (SEC) has recently updated Compliance and Disclosure Interpretations (C&DIs) regarding lock-up agreements and tender offers, offering notable clarifications for corporations considering...more

4/1/2025 / Acquisitions , Disclosure Requirements , Filing Requirements , Lock-Up Agreement , Mergers , New Guidance , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Tender Offers

SEC Brings Suit Against Elon Musk for Failure to Report Twitter Ownership

On January 14, 2025, the U.S. Securities and Exchange Commission (the “SEC”) sued Elon Musk over his 2022 acquisition of Twitter, Inc. stock and alleged failure to timely disclose a 5% ownership stake in Twitter, as required...more

1/31/2025 / Beneficial Owner , Compliance , Disclosure Requirements , Enforcement Actions , Filing Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , Securities Violations

SEC Amendments on Cybersecurity Disclosure

At an open meeting last week, the Securities and Exchange Commission (the “SEC”) proposed amendments “to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incident...more

3/18/2022 / Corporate Governance , Cybersecurity , Data Breach , Disclosure Requirements , Proposed Amendments , Publicly-Traded Companies , Regulatory Agenda , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Regulation

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