On 11 July 2024, the United Kingdom’s Financial Conduct Authority (“FCA”) published its final rules (PS24/6) for a new, simplified and more competitive UK listing regime (the “Rules”).The FCA’s overall aim is to create a more...more
On January 24, 2024, the SEC adopted new rules that apply to SPAC transactions and the adopted rules largely track the agency’s proposals with some notable exceptions. The new rules will become effective 125 days after...more
1/26/2024
/ Capital Markets ,
Conflicts of Interest ,
Dilution ,
Disclosure Requirements ,
Enforcement Actions ,
Executive Compensation ,
New Rules ,
PSLRA ,
Publicly-Traded Companies ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Shell Corporations ,
Special Purpose Acquisition Companies (SPACs) ,
Target Company
Cash Tender Offer in Compliance with Regulation 14E -
This note outlines the requirements under the U.S. federal securities laws applicable in the following situation:
• The offer is a cash tender offer for the equity...more
11/26/2018
/ Acquisitions ,
Anti-Fraud Provisions ,
Corporate Governance ,
Cross-Border Transactions ,
Disclosure Requirements ,
Foreign Acquisitions ,
Foreign Private Issuers ,
Mergers ,
Prompt Payment ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Shareholders ,
Tender Offers ,
UK